Aaron Keith Drone

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-05-31
FL	RA	APPROVED	2002-03-08

TX RA
APPROVED_RES

Since 2013-05-31
FL RA
APPROVED

Since 2002-03-08

Branch Locations

1635 E Highway 50 Executve Suite 212, Clermont, FL 34711-5034 • United States

Clermont, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Clermont	FL	09/2005	03/2020
Ameriprise Financial Services, Llc	Clermont	FL	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Clermont, FL
03/2020 → Present

Ameriprise Financial Services, Llc

Clermont, FL

Other Businesses

Business Ownership; Claw Wrestling LLC; Coach; Youth Sports League; 7450 Postal Colony, , Clermont, FL, 34714; Not Investment-Related; 09/28/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Orange County Public Schools; Head coach on running the Varsity/ JV Windermere High School Wrestling Team. November to March.; Coaching of wrestling program at Windermere High School.; 445 W. Amelia St, , Orlando, FL, 32801; Not Investment-Related; 11/20/2020; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-30

S66 Uniform Combined State Law Examination

2002-08-30

View on SEC IAPD