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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-08 |
| NC | RA | APPROVED | 2017-03-25 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
Gastonia, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Charlotte | NC | 01/2015 | 03/2017 |
| Massmutual Life Insurance Company | Charlotte | NC | 07/2016 | Present |
| Mml Investors Services, Llc | Charlotte | NC | 03/2017 | Present |
1. Name: Life Settlements/Viaticals Inv rel: Y Add: Residential Address Nature: Life Settlements/Viaticals Position: Agent Start date: 04/2016 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Life Settlements/Viaticals 2. Name: NonMMLIA Insurance Brokerage Inv rel: Y Add: Residential Address Nature: insurance sales Position: agent Start date: 6/2002 No. HR/MO: 3 No. HR/MO during sec trading: 2 Describe duties: Individual Life, Group Life, group health, and other 3. Name: CE instructor Inv rel: N Add: Residential Address Nature: Instructor Position: CE instructor Start date: 01/2014 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: CE instructor 4, Name: OmniWealth Financial Planning, LLC, INV REL: N, ADD: Residential Address, NATURE/DUTIES: Owner of LLC for pass through compensation, POSITION: Owner, START DATE: 06/25/2025, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 5
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-28 |
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