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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-03
OH RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2023-04-03
  • OH RA
    APPROVED
    Since 2009-01-02

Branch Locations

527 W. Lake Avenue, Barberton, OH 44203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Barberton OH 01/2002 Present
Raymond James Financial Services Advisors, Inc Barberton OH 01/2009 Present
Other Businesses

(1)Name of Business: Barberton Community Foundation Address: 460 W. Paige Ave., Barberton, OH, 44203, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 03/28/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Currently Board Member and participate as Committee member for the Finance, Investment and Economic Develop committees. (2)Name of Business: DGL Financial Services LLC Address: N/A, Barberton, OH, 44203, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/19/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner / President

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-07-12
  • S63 Uniform Securities Agent State Law Examination
    2002-07-12

View on SEC IAPD

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