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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2015-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Warren | IN | 12/2015 | Present |
1. 12/21/2015 - RUFENER FINANCIAL/ DBA for LPL Business (entity for LPL business)/ 100%/ WARREN, IN 2. 09/28/2023 - Town Council Member - Not Investment Related - 301 N. Wayne St. Warren, IN, 46792 - Non-Profit Board Member - Start Date: 01/02/2023 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-06 |
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