Richard Joseph Kneip

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1999 → 09/2022
  U. S. Bancorp Piper Jaffray Inc.
  Le Mars, IA
• 10/2009 → 09/2022
  Stifel, Nicolaus & Company, Incorporated
  Sioux City, IA
• 09/2022 → Present
  Rbc Capital Markets, Llc
  Dakota Dunes, SD

Previous Registrations

• 2009-10-16 → 2022-10-11
  Stifel, Nicolaus & Company, Incorporated
  Dakota Dunes, SD
  Lemars, IA
• 2006-08-12 → 2009-10-16
  Ubs Financial Services Inc.
  Weehawken, NJ
  Lemars, IA
  Sioux City, IA
• 1999-11-24 → 2006-08-12
  Piper Sandler & Co.
  Lemars, IA
  Sioux City, IA

Other Businesses

1.PARTNER IN JIM'S FEED SUPPLY IN LEMARS, IA 2. LEAN PORK - PARTNER 3. TENDERLOIN PORK - PARTNER 4. HATTERAS INC. - PARNTER NORTH DAKOTA SOW CENTER. 5. RMK PORK, LLC; RAISING PIGS; OWNER; 3 HOURS PER QUARTER; DURING SECURITIES TRADING HOURS. 6.NORTH DAKOTA SOW CENTER; OWNER AND BOARD MEMBER; RAISING PIGS; NOT DURING SECURITIES TRADING HOURS; NO OTHER INFORMATION PROVIDED. 7. GEHLEN CATHOLIC SCHOOL; 709 PLYMOUTH STREET LEMARS IA 51031; CATHOLIC EDUCATION; CHAIRMAN OF FINANCE; ANNUAL BUDGET AND OTHER FINANCIAL DECISIONS; AFFILIATION STARTED 07/01/2004; 15 HOURS PER YEAR; DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 8. Valley View Feedlots, Inc.; 4874 Birch Ave Hawarden IA 51023; Cattle Feedlot; Partner; affiliation started 01/01/2015; 8 hours per year; not during securities trading hours; not investment-related. 9. Personal Ownership of condominium; 10045 NE 1st St, #525 Bellevue WA 98004; Rents to his son; Owns the condo; collects rent monthly; affiliation started 06/19/2015; 1.0 hour per quarter; not during securities trading hours; not investment-related. 10. Gehlen Catholic School; Plymouth Street LeMars IA 51031; Catholic School; Co-Chair a Capital Campaign; Helps with fundraising; affiliation started 08/17/2017; 3.0 hours per week; not during securities trading hours; not investment-related. 11. Bull Creek Feedlot LLC; 17638 Fir Avenue Akron IA 51001; Cattle Feeding; Owner; Oversee feedlot activities; 12/20/2018; 4.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related (12) NAME OF ENTITY: Tenderloin Swine LLC ADDRESS: 1400 Industrial RD PO Box 926 LeMars, IA 51031 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Swine Feeding START DATE: 10.30.23 CAPACITY: Owner - Active DUTIES: Same management as Tenderloin Pork Inc. Broad overall management. Day to day activities are handled by other management. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (13) NAME OF ENTITY: Richard J Kneip Cattle ADDRESS: 1431 14th Ave SE, LeMars, Iowa 51031 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Oct 01, 2025 CAPACITY: Other DUTIES: Personally feeding beef cattle HOURS DEVOTED PER MONTH: 20 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 4-5

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-22
• S63 Uniform Securities Agent State Law Examination
  1999-10-20

Other Names

• Rick Joseph Kneip
• Rick Joseph Kneip