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John Henry Klein

Klein Financial Advisors

Rancho Mission Viejo, CA

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Current Employers
Klein Financial Advisors

Rancho Mission Viejo, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-20
  • CA RA
    APPROVED
    Since 2025-05-20

Branch Locations

Rancho Mission Viejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Klein Financial Advisors Rancho Mission Viejo CA 01/2000 Present
Other Businesses

Insurance agent

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-05
  • S63 Uniform Securities Agent State Law Examination
    2000-07-05

View on SEC IAPD

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