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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-20
FL RA APPROVED 2002-08-14
  • TX RA
    APPROVED_RES
    Since 2025-02-20
  • FL RA
    APPROVED
    Since 2002-08-14

Branch Locations

1001 S Macdill Ave Ste 600, Tampa, FL 33629 • United States

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tampa FL 08/2005 03/2020
Ameriprise Financial Services, Llc Tampa FL 03/2020 Present
Other Businesses

Business Ownership; Fridays with Kari; Owner; Business Ownership; 3502 w el prado blvd, , tampa, FL, 33629; Not Investment-Related; 12/14/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; University of Tampa Board of Fellows; Member; 401 W Kennedy Blvd Tampa FL 33606, ,; ; 01/26/2015; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Betty Designs/; Brand Ambassador for Betty Designs cycling and triathlon apparel online store; 1226 S 630 E ste 1, , american fork, UT, 84003; Not Investment-Related; 02/01/2018; 1 to 9 hours per month; 0 during trading hours / ShopMy; Linking clothing brands on social media and receiving compensation from affiliate brands for posting clothes or products unrelated to anything finance or Ameriprise.; 3502 W El Prado Blvd, , Tampa, FL, 33629; Not Investment-Related; 06/20/2025; 1 to 9 hours per month; 0 during trading hours / LIFEX Research; take online surveys (multiple choice questions/answers) about health and wellness; 3502 W El Prado Blvd, , Tampa, FL, 33629; Not Investment-Related; 07/27/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-10
S66 Uniform Combined State Law Examination 2002-08-09
  • S65 Uniform Investment Adviser Law Examination
    2006-12-10
  • S66 Uniform Combined State Law Examination
    2002-08-09
Designations

View on SEC IAPD

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