Zoe B Ng

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → Present
  Independent Financial Group, Llc
  San Diego, CA

Other Businesses

(1) NOTARY POSITION: Independent Contractor NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2003 ADDRESS: 4305 Hacienda Dr., Ste. 360, Pleasanton CA 94588, United States DESCRIPTION: CA NOTARY PUBLIC OFFERING NOTARY SERVICES (2) ZOE NG POSITION: Self NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2005 ADDRESS: 1054 Shadow Hills Court, Pleasanton CA 94566, United States DESCRIPTION: Co-owe with spouse, provide financing, strategics advice, and some labor. (3) LEE NG & ASSOCIATES POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 80 START DATE: 08/01/2015 ADDRESS: 4305 Hacienda Dr., Ste. 360, Pleasanton CA 94588, United States DESCRIPTION: OWNER/OFFICER OF DBA USED FOR MARKETING PURPOSES (4) INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/01/2010 ADDRESS: 4305 Hacienda Dr., Ste. 360, Pleasanton CA 94588, United States DESCRIPTION: CA INSURANCE AGENT OFFERING LIFE AND FIXED INSURANCE (5) REAL ESTATE POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2005 ADDRESS: 1054 Shadow Hills Ct, Pleasanton CA 94566, United States DESCRIPTION: Rental Property.

Exams

• S66 Uniform Combined State Law Examination
  2016-02-22
• S63 Uniform Securities Agent State Law Examination
  2002-04-29