James Vernon Regier

Current Employers

Employment History

• 08/2002 → 11/2016
  Vsr Financial Services, Inc
  Overland Park, KS
• 02/2003 → 09/2016
  Vsr Advisory Services
  Overland Park, KS
• 11/2005 → Present
  Eta Financial Services
  Topeka, KS
• 09/2016 → 09/2019
  Summit Brokerage Services, Inc.
  Topeka, KS
• 09/2016 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 09/2019 → 07/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2021 → Present
  Creativeone Securities, Llc Formerly Client One Securities, Llc
  Overland Park, KS

Previous Registrations

• 2021-05-20 → 2021-07-02
  Cetera Wealth Services, Llc
  Topeka, KS
• 2016-09-01 → 2021-05-20
  Summit Financial Group Inc
  Topeka, KS
  Topeka, KS
• 2003-02-07 → 2016-09-01
  Vsr Financial Services, Inc.
  Topeka, KS
  Overland Park, KS
  Topeka, KS
  Topeka, KS
  Overland Park, KS
  Overland Park, KS
  Topeka, KS
• 2002-08-13 → 2003-02-07
  The Masters, Inc.
  Topeka, KS
• 2002-03-14 → 2002-08-15
  Voya Financial Advisors, Inc.
  Topeka, KS

Other Businesses

1.) ETA Financial Services; Investment related; 2835 SW Mission Woods Drive, Ste B, Topeka, KS, 66614; DBA; Owner; 11/2005; 1 hr/mo; 1 hr/mo; Manage business and supervise employees. 2.) James Regier; Investment related; 2835 SW Mission Woods Drive, Ste B, Topeka, KS, 66614; Fixed Insurance; Agent; 11/2001; 10 hrs/mo; 8 hrs/mo; Fixed insurance sales and service. 3.) James Regier; Not investment related; 2835 SW Mission Woods Drive, Ste B, Topeka, KS 66614; Court Witness and Analyze Financial Information; 2 hrs/mo; 2 hrs/mo; Serve as witness on financial information and analyze financial Information to testify in court on analysis. 4.) SERTOMA; not investment related; https://www.sertoma.org/find-a-club (No physical address); raise money through service projects and give to local charities; President (elected 05/2026; official 07/2026) *Board member since 2016; 05/2026; 0-1 hrs/mo; 0-1 hrs/mo; Run meetings; Oversee service projects 5.) Wanamaker Woods Church of the Nazarene; not investment related; 3501 SW Wanamaker Road Topeka, KS 66614; Church; Board Member; 06/2026; 0-1 hrs/mo; 0-1 hrs/mo; Attend board meetings, help with direction of the church

Exams

• S66 Uniform Combined State Law Examination
  2002-02-18

Other Names

• Jim Regier