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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
| NE | RA | APPROVED | 2024-11-14 |
| OH | RA | APPROVED | 2024-11-14 |
Branch Locations
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Guilford | IN | 01/2002 | 09/2018 |
| Pruco Securities,Llc | Guilford | IN | 01/2002 | 09/2018 |
| American United Life | Guilford | IN | 08/2020 | 01/2024 |
| Oneamerica Securities | Guilford | IN | 08/2020 | 01/2024 |
| Unemployed | Guilford | IN | 10/2018 | 07/2020 |
| Pruco Securities, Llc | St Louis | MO | 12/2023 | 11/2024 |
| The Prudential Insurance Company Of America | St Louis | MO | 12/2023 | Present |
| Lpl Enterprise, Llc | St. Louis | MO | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-13 |
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