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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
MO RA APPROVED 2024-11-14
NE RA APPROVED 2024-11-14
OH RA APPROVED 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14
  • NE RA
    APPROVED
    Since 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Guilford IN 01/2002 09/2018
Pruco Securities,Llc Guilford IN 01/2002 09/2018
American United Life Guilford IN 08/2020 01/2024
Oneamerica Securities Guilford IN 08/2020 01/2024
Unemployed Guilford IN 10/2018 07/2020
Pruco Securities, Llc St Louis MO 12/2023 11/2024
The Prudential Insurance Company Of America St Louis MO 12/2023 Present
Lpl Enterprise, Llc St. Louis MO 11/2024 Present
  • 01/2002 → 09/2018
    The Prudential Insurance Company Of America
    Guilford, IN
  • 01/2002 → 09/2018
    Pruco Securities,Llc
    Guilford, IN
  • 08/2020 → 01/2024
    American United Life
    Guilford, IN
  • 08/2020 → 01/2024
    Oneamerica Securities
    Guilford, IN
  • 10/2018 → 07/2020
    Unemployed
    Guilford, IN
  • 12/2023 → 11/2024
    St Louis, MO
  • 12/2023 → Present
    The Prudential Insurance Company Of America
    St Louis, MO
  • 11/2024 → Present
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-27
S63 Uniform Securities Agent State Law Examination 2002-02-13
  • S65 Uniform Investment Adviser Law Examination
    2002-12-27
  • S63 Uniform Securities Agent State Law Examination
    2002-02-13
Other Names
  • Brian C. Cleary
  • Brian Christopher Cleary

View on SEC IAPD

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