Best Investors
Account
Sign in
Best Investors
Account
Sign in
4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-06-28 |
Branch Locations
4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Providence Capital Advisors, Llc | Charlotte | NC | 06/2016 | Present |
the name of the other business: Insurance sales; whether the business is investment-related: No; the address of the other business: Same as Adviser; the nature of the other business:insurance sales; your position, title, or relationship with the other business: insurance salesman; the start date of your relationship: 2006; the approximate number of hours/month you devote to the other business: 40; the number of hours you devote to the other business during securities trading hours: 40; and briefly describe your duties relating to the other business: Sale of non-variable life, health, annuity and/or disability income insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-28 |
Reach out to this advisor