Craig Robert Falkner

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2015-09-17

WI RA
APPROVED

Since 2015-09-17

Branch Locations

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

712 South Barstow Street, Eau Claire, WI 54701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Adviosry Services Network, Llc	Atlanta	GA	09/2015	Present

09/2015 → Present

Adviosry Services Network, Llc

Atlanta, GA

Previous Registrations

2013-10-11 → 2015-02-24

Orgel Wealth Management, Llc

Altoona, WI
2008-02-26 → 2013-10-24

Rbc Capital Markets, Llc

Eau Claire, WI
2007-09-27 → 2008-01-29

Morgan Stanley & Co. Llc

Bloomington, MN

Other Businesses

VETS PLUS INC., LOCATED AT 102 3RD AVENUE EAST, KNAPP, WI 54749-ROLE: ADVISOR-ADVISING COMPANY ON STRATEGIC INITIATIVES TO GROW THE COMPANY. STARTING 2/1/13.<1 HR PER WEEK. NOT INVESTMENT RELATED ACTIVITY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-07

S66 Uniform Combined State Law Examination

2007-09-07

Designations

Chartered Financial Analyst

Other Names

Craig Robert Falkner
Craig R Falkner
Craig Falkner

View on SEC IAPD