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Christopher A Lundgren

Morgan Stanley

Chicago, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-01-14
  • IL RA
    APPROVED
    Since 2021-01-14

Branch Locations

233 S Wacker Dr. Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Inc. Chicago IL 08/2009 01/2021
Jpmorgan Chase Bank, N.A. Chicago IL 10/2010 01/2021
Morgan Stanley Smith Barney Llc Chicago IL 01/2021 Present
Morgan Stanley Private Bank, N.A New York NY 03/2021 Present
  • 08/2009 → 01/2021
    Jpmorgan Securities Inc.
    Chicago, IL
  • 10/2010 → 01/2021
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 01/2021 → Present
    Morgan Stanley Smith Barney Llc
    Chicago, IL
  • 03/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-26
S63 Uniform Securities Agent State Law Examination 2000-05-08
  • S66 Uniform Combined State Law Examination
    2008-09-26
  • S63 Uniform Securities Agent State Law Examination
    2000-05-08
Other Names
  • Christopher Anders Lundgren
  • Chris Lundgren

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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