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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2014-10-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seneca | SC | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seneca | SC | 11/2016 | Present |
HOLY TRINITY EPISCOPAL CHURCH 193 OLD GREENVILLE HIGHWAY CLEMSON, SC 29631 ENDOWMENT COMMITTEE MEMBER NOT DIRECTLY INVESTMENT RELATED, OVERSEE OUTSIDE ADVISORS OF ENDOWMENT ACCOUNT AS PART OF OUR RESPONSIBILITY. START AUGUST 2014 END JUNE 2017 DEVOTE 1 HOUR/MONTH NOT DURING BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-10 |
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