Steven A Schulman

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Ameriprise Financial Services, Inc.
  Bellevue, WA
• 10/2009 → Present
  Ameriprise Financial Services, Inc.
  Bellevue, WA
• 05/2018 → Present
  Money Concepts Capital Corp.
  Palm Beach Gardens, FL

Previous Registrations

• 2009-10-05 → 2018-05-07
  Ameriprise Financial Services, Llc
  Bellevue, WA
  Phoenix, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Bellevue, WA
• 2008-11-17 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Bellevue, WA
• 2007-04-02 → 2008-11-10
  Morgan Stanley & Co. Llc
  Bellevue, WA
• 2004-08-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Bellevue, WA
  Bellevue, WA
• 2002-09-12 → 2004-08-19
  A. G. Edwards & Sons, Inc.
  Kirkland, WA

Exams

• S66 Uniform Combined State Law Examination
  2002-09-11
• S63 Uniform Securities Agent State Law Examination
  2002-03-27