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Richard Taylor Winn

LPl Financial LLC

Atlanta, GA

CRD 4496625

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-09-27
GA RA APPROVED 2008-06-03
  • TX RA
    APPROVED_RES
    Since 2010-09-27
  • GA RA
    APPROVED
    Since 2008-06-03

Branch Locations

1708 Peachtree St, Ste 210, Atlanta, GA 30309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Atlanta GA 05/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-05-28
    Morgan Stanley & Co. Llc
    Atlanta, GA
  • 2003-10-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Atlanta, GA
    Atlanta, GA
Other Businesses

1. 5/22/2008 - BUCKHEAD WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-23
S63 Uniform Securities Agent State Law Examination 2003-03-03
  • S65 Uniform Investment Adviser Law Examination
    2003-10-23
  • S63 Uniform Securities Agent State Law Examination
    2003-03-03
Other Names
  • Taylor Lee Winn
  • Taylor Lee Winn

View on SEC IAPD

Nearby Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC

Nearby Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON

Nearby Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA

More in Atlanta, GA

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