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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-09-23 |
| TX | RA | APPROVED_RES | 2025-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2019 | 08/2025 |
| Us Army | Fort Rucker | AL | 03/2010 | 12/2019 |
| Lpl Financial | Caldwell | ID | 09/2025 | Present |
| Jfc Advisors | Caldwell | ID | 09/2025 | Present |
1- 12/30/2025 - Bettinson Enterprises LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/06/2025 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-15 |
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