James Peter Maugeri

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2010 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2009 → Present
  James P Maugeri, Cfp, Cpa
  Peachtree City, GA
• 01/2011 → Present
  Maugeri Wealth Management
  Peachtree City, GA

Previous Registrations

• 2008-11-20 → 2010-11-09
  Lpl Financial Llc
  Fayetteville, GA
  Fayetteville, GA

Other Businesses

1) JAMES P MAUGERI, CFP, CPA; NOT INV REL; PEACHTREE CITY, GA; TAX CONSULTING; OWNER; STARTED 1/2009; HRS VARY: 2) MAUGERI WEALTH MANAGEMENT, DBA NAME FOR INVESTMENT PRACTICE - INV REL:

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-10-27

Designations

• Certified Financial Planner