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Richard Mage Keller

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-28
TX RA APPROVED 2016-06-28
  • CA RA
    APPROVED
    Since 2016-06-28
  • TX RA
    APPROVED
    Since 2016-06-28

Branch Locations

1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 04/2016 Present
Morgan Stanley Private Bank, National Association New York NY 05/2016 Present
  • 04/2016 → Present
    Los Angeles, CA
  • 05/2016 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

1) Owns and rents out a condo; not investment related. 2) *419652 - Trust; Investment related - Yes; Los Angeles, California; Trustee; 12/2020; During business hours: 1; After business hours: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-03
S63 Uniform Securities Agent State Law Examination 2006-06-28
  • S65 Uniform Investment Adviser Law Examination
    2016-06-03
  • S63 Uniform Securities Agent State Law Examination
    2006-06-28

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