Maria Claudia Li

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1999 → 09/2017
  Hsbc Bank Usa
  Maimi, FL
• 09/2017 → 03/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 03/2021 → Present
  Morgan Stanley Smith Barney Llc
  Miami, FL
• 01/2005 → 09/2017
  Hsbc Securities (Usa) Inc.
  New York, NY

Previous Registrations

• 2017-10-09 → 2021-03-16
  Wells Fargo Clearing Services, Llc
  Miami, FL

Other Businesses

428936-State of Florida, Investment related -No; Miami, Florida; Public Notary; Mar 2021 ; During business hours:0 ;

Exams

• S66 Uniform Combined State Law Examination
  2018-02-21
• S63 Uniform Securities Agent State Law Examination
  2014-06-03

Other Names

• Maria Claudia Cardenas