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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Dallas | TX | 07/2016 | 03/2017 |
| Jp Morgan Securities, Llc | Dallas | TX | 07/2016 | 03/2017 |
| Bank Of America, N.A. | Dallas | TX | 04/2017 | 02/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 04/2017 | 02/2021 |
| Charles Schwab & Co., Inc. | Westlake | TX | 02/2021 | Present |
| Charles Schwab Bank, Ssb | Westlake | TX | 02/2021 | Present |
1) Jonsson School Council |Investment Related:No|800 W Campbell Rd ;Richardson;TX;75080;USA|Education|Member of the Council |2023-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:2|I am a member of the Jonsson Schools Council. We help through our community connections help get the schools name more recognizable within the community. 2) Vickery Meadow District TIF Board|Investment Related:No|1500 Marilla;Dallas;TX;75201;USA|Real Estate (Non-Agent/Broker)|Reinvestment Zone Nine Board Member|2020-12-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:1|The Board makes recommendations tot eh the City Council concerning the administration of Vickery Meadow TIF District. It prepares and adopts final project plans for the Vickery Meadow TIF District 3) Cattle Baron's Ball|Investment Related:No|3838 Oak Lawn Avenue;Dallas;TX;75219;USA|Nonprofit Charitable Organizations|Baroness|2019-10-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|We partner with thee American Cancer Society to help the ongoing pursuit of a cure for cancer. 4) Advisory Board of Booker T Washington High School|Investment Related:No|PO BOX 192648;Dallas;TX;75219;USA|Education|Board of Directors|2019-09-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:1|The board works to provide educational opportunities to the students of Booker T Washington High school for the performing Arts 5) The Dallas Summit|Investment Related:No|Nonprofit Charitable Organizations|Treasurer|2026-06-29|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Prepare and present the budget and report that to the chapter. I will work in tandem with the President to make sure if any expenses are incurred vouchers are submitted and reviewed and approved by the chairs and the president. 6) The Links Inc., Dallas Chapter|Investment Related:No|Nonprofit Charitable Organizations|Treasurer|2026-05-28|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Prepare budgets for chapter and present them. Receive electronic vouchers and work directly with the President to make sure the expenses are paid. Track and report expenses and income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-21 |
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