Susan Leslie Sandhu

Beavercreek, OH

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
OH	RA	APPROVED	2018-05-24

TX RA
APPROVED_RES

Since 2020-04-02
OH RA
APPROVED

Since 2018-05-24

Branch Locations

4380 Buckeye Lane Suite 200, Beavercreek, OH 45440 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Dayton	OH	08/2016	04/2018
Morgan Stanley	Beavercreek	OH	04/2018	Present
Morgan Stanley Private Bank, N.A	New York	NY	12/2020	Present

08/2016 → 04/2018

Unemployed

Dayton, OH
04/2018 → Present

Morgan Stanley

Beavercreek, OH
12/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2016-06-09 → 2016-09-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miamisburg, OH
2009-06-01 → 2014-07-14

Morgan Stanley

Centerville, OH
2008-04-21 → 2009-06-01

Citigroup Global Markets Inc.

Dayton, OH

Centerville, OH
2007-01-17 → 2008-04-07

Wells Fargo Clearing Services, Llc

Miamisburg, OH

Centerville, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-05-19
S63	Uniform Securities Agent State Law Examination	2004-05-17

S65 Uniform Investment Adviser Law Examination

2007-05-19
S63 Uniform Securities Agent State Law Examination

2004-05-17

Other Names

Susan Leslie Geel
Susan Leslie Sandhu
Leslie Sandhu
Leslie L Sandhu

View on SEC IAPD

Other Firms

EQUITY SERVICES, INC.

G. A. REPPLE & COMPANY

PNC WEALTH MANAGEMENT LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

KEY INVESTMENT SERVICES LLC

Other Investors

DANIEL EARL WOLODKIEWICZ

ALEXANDER DANIEL WOLODKIEWICZ

Michael Allen Beard

MARTIN FRANCIS HUMMEL

JOHN H CAMPBELL

STEVEN MICHAEL RYAN

Other Offices

EQUITY SERVICES, INC. · BEAVERCREEK, OH

EDWARD JONES · BEAVERCREEK, OH

G. A. REPPLE & COMPANY · BEAVERCREEK, OH

PNC WEALTH MANAGEMENT LLC · BEAVERCREEK, OH

STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH

STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH

LPL FINANCIAL LLC · BEAVERCREEK, OH

STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH

More in Beavercreek, OH

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