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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-09-13
TX RA APPROVED 2019-09-13
  • MI RA
    APPROVED
    Since 2019-09-13
  • TX RA
    APPROVED
    Since 2019-09-13

Branch Locations

2651 Coolidge Road Suite 103, East Lansing, MI 48823 • United States

Williamston, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. East Lansing MI 12/2001 09/2019
Bank Of America,Na East Lansing MI 12/2009 09/2019
Ameriprise Financial Services Inc Lansing MI 09/2019 03/2020
Ameriprise Financial Service, Llc East Lansing MI 09/2019 Present
  • 12/2001 → 09/2019
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    East Lansing, MI
  • 12/2009 → 09/2019
    Bank Of America,Na
    East Lansing, MI
  • 09/2019 → 03/2020
    Ameriprise Financial Services Inc
    Lansing, MI
  • 09/2019 → Present
    Ameriprise Financial Service, Llc
    East Lansing, MI
Previous Registrations
Other Businesses

Real Estate Ownership; Lot/Land; Shaftsburg Road, , Williamston, MI, 48895; Not Investment-Related; 05/01/2018. Business Ownership; Decidere LLC; Guide Vision of company; Development of web based Decision making tool.; 4896 Harris Rd, , Williamston, MI, 48895; Not Investment-Related; 05/01/2009; 1 to 9 hours per month; 0 during trading hours / Sandhill Creek Farm LLC; Owner; Farm; 4896 Harris Rd, , Williamston, MI, 48895; Not Investment-Related; 04/07/2023; 1 to 9 hours per month; 0 during trading hours / Decidere Recruiting, LLC; Owner; Data collection and aggregation for athlete evaluation and comparison for purposes of recruiting.; 150 S Putnam, , Williamston, MI, 48895; Not Investment-Related; 10/02/2023; 1 to 9 hours per month; 0 during trading hours / Decidere Analytics, LLC; Vision and Direction of Company; mega data analytics; 150 S Putnam, , Williamston, MI, 48895; Not Investment-Related; 06/01/2014; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Rotary Club of Lansing Foundation; Director; Rotary Club of Lansing, PO Box 13156, Lansing, MI, 48901; Not Investment-Related; 09/01/2023; 1 to 9 hours per month; 0 during trading hours / Legatus; VP; 228 N Walnut St, , Lansing, MI, 48933; Not Investment-Related; 02/05/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-05
  • S66 Uniform Combined State Law Examination
    2002-04-05
Other Names
  • Craig Stiles
  • Craig James Stiles

View on SEC IAPD

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