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Sara Rieser

Ubs Financial Services Inc.

Greenville, SC

Greer, SC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2008-03-20
  • SC RA
    APPROVED
    Since 2008-03-20

Branch Locations

17 West Mcbee Ave Poinsett Plaza, Greenville, SC 29601 • United States

Greer, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Greenville SC 02/2008 Present
Previous Registrations
Other Businesses

ARBONNE INTERNATIONAL 9400 JERONIMO ROAD IRVINE, CA 92618 - 949.770.2610 - CONSULTANT -COMMISSION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-28
S63 Uniform Securities Agent State Law Examination 2001-06-14
  • S65 Uniform Investment Adviser Law Examination
    2006-06-28
  • S63 Uniform Securities Agent State Law Examination
    2001-06-14
Other Names
  • Sara Witte Strategier
  • Sara W Strategier
  • Sara W Strategier
  • Sara W Morris

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
AMERIPRISE FINANCIAL SERVICES, LLC · Greenville, SC
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