Joshua Howard Probeyahn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-12

NY RA
APPROVED

Since 2021-04-12

Branch Locations

Lido Beach, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Foresters Financial	New York	NY	12/2003	06/2019
Foresters Advisory Services Llc	New York	NY	12/2013	06/2019
Cetera Investment Servics Llc	St Cloud	MN	06/2019	Present
Cetera Investment Advisers Llc	Long Beach	NY	06/2019	Present

12/2003 → 06/2019

Foresters Financial

New York, NY
12/2013 → 06/2019

Foresters Advisory Services Llc

New York, NY
06/2019 → Present

Cetera Investment Servics Llc

St Cloud, MN
06/2019 → Present

Cetera Investment Advisers Llc

Long Beach, NY

Other Businesses

1. BALLPARKING VENTURES LLC, 1% OWNER, ASSIT WITH DEVELOPMENT AND GROWTH, MOBLIE APP TO RENT/LOCATE PARKING SPACES , 1-2HRS/WK

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-02-03

S63 Uniform Securities Agent State Law Examination

2004-02-03

View on SEC IAPD