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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-15 |
| NY | RA | APPROVED | 2025-07-28 |
| NJ | RA | APPROVED | 2025-07-15 |
Branch Locations
1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Orangeburg | NY | 12/2013 | 09/2022 |
| Provident Bank | Orangeburg | NY | 12/2013 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ramsey | NJ | 09/2022 | 06/2025 |
| Bank Of America, N.A. | Ramsey | NJ | 11/2022 | 06/2025 |
| Td Bank N.A. | Ramsey | NJ | 07/2025 | Present |
| Td Private Client Wealth Llc | Ramsey | NJ | 07/2025 | Present |
07/26/2016 * NO BUSINESS NAME * Real Estate Rental * INV REL * 60 Harristown Rd. Fair Lawn, NJ 07410 * START 03/01/2014 * 1 HRS/MO; 0 DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-27 |
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