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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-19
FL RA APPROVED 2020-02-04
  • TX RA
    APPROVED
    Since 2020-02-19
  • FL RA
    APPROVED
    Since 2020-02-04

Branch Locations

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mill Valley CA 10/2001 11/2016
Lincoln Financial Distributors Radnor PA 11/2016 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2019 Present
Unemployed Ponte Vedra FL 08/2019 12/2019
Previous Registrations
  • 2003-05-30 → 2016-11-07
    Mill Valley, CA
    New York, NY
    New York, NY
    Plainsboro, NJ
    Oakland, CA
    San Francisco, CA
    Mill Valley, CA
    Pennington, NJ
    Mill Valley, CA
    New York, NY
    San Jose, CA
    San Jose, CA
Other Businesses

I*131340 For profit or not for profit: For-Profit Organization Name of outside business organization: Florida Real Estate License Investment related: N Address of business: Ponte Vedra Beach, Florida 32082 Nature of business: Other,pernsonal real estate purrchases only Position, title, association: Part-Time, Start date of relationship: 7/2/2020 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: real estate license for personal real estate purchases only. Not for sales/commission based sales to other people. I* 1692307 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: no Address of business: Ponte Vedra Beach, FL, 32082 Nature of business: Position, title, association: Sole owner Start date of relationship: 03/10/2024 Number of hours devoted: 168 weekly Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-30
  • S66 Uniform Combined State Law Examination
    2020-01-30
Other Names
  • Nicole Bean
  • Nicole Prevolous
  • Nicole Preovolous
  • Nicole Helen Bean
  • Nicole Helen Preovolos
  • Nicole Preovolos

View on SEC IAPD

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