Best Investors Account Sign in

Anna M Brouwer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

Terre Haute, IN

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-15
IN RA APPROVED 2024-10-01
  • TX RA
    APPROVED
    Since 2025-01-15
  • IN RA
    APPROVED
    Since 2024-10-01

Branch Locations

301 E Market St, Indianapolis, IN 46204 • United States

401 Ohio St, Terre Haute, IN 47807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Fishers IN 03/2012 10/2017
Key Investment Services Fishers IN 10/2012 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 12/2021 Present
First Merchants Bank Carmel IN 10/2017 08/2020
Regions Bank Carmel IN 08/2020 11/2021
Bank Of America, N.A. Indianapolis IN 08/2024 Present
  • 03/2012 → 10/2017
    Key Bank
    Fishers, IN
  • 10/2012 → 10/2017
    Key Investment Services
    Fishers, IN
  • 12/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Indianapolis, IN
  • 10/2017 → 08/2020
    First Merchants Bank
    Carmel, IN
  • 08/2020 → 11/2021
    Regions Bank
    Carmel, IN
  • 08/2024 → Present
    Bank Of America, N.A.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
S63 Uniform Securities Agent State Law Examination 2003-11-07
  • S66 Uniform Combined State Law Examination
    2024-09-30
  • S63 Uniform Securities Agent State Law Examination
    2003-11-07
Other Names
  • Anna Marie Brouwer

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

Other Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT
MICHAEL H LONGLEY
DAVID B GILMORE
Lucy L Gilmore
AARON JAMES PETTERSEN
HOLLY MARIE WHARTON

Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor