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Current Employers
Midwestern Securities Trading Company, Llc

235 Everett St, East Peoria, IL 61611 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-04-03
  • IL RA
    APPROVED
    Since 2017-04-03

Branch Locations

112 S Orange Street, Havana, IL 62644 • United States

235 Everett St, East Peoria, IL 61611 • USA

235 Everett St, East Peoria, IL 61611 • United States

333 W Main Street, Havana, IL 62644 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Havana National Bank Havana IL 03/2008 Present
Infinex Investments, Inc. Havana IL 06/2008 03/2017
Midwestern Securities Trading Co, Llc East Peoria IL 04/2017 Present
  • 03/2008 → Present
    Havana National Bank
    Havana, IL
  • 06/2008 → 03/2017
    Infinex Investments, Inc.
    Havana, IL
  • 04/2017 → Present
    Midwestern Securities Trading Co, Llc
    East Peoria, IL
Previous Registrations
  • 2008-06-18 → 2017-03-31
    Meriden, CT
    Havana, IL
  • 2002-05-23 → 2007-01-31
    A. G. Edwards & Sons, Inc.
    Decatur, IL
    Decatur, IL
Other Businesses

1. HAVANA NATIONAL BANK; 112 S ORANGE STREET HAVANA, IL 62644; FINANCIAL ADVISOR; STARTED APRIL 2017; INVESTMENT RELATED; 40 HOURS/WEEK BOTH DURING AND OUTSIDE MARKET HOURS. 2. EMPLOYEE BENEFIT RISK MANAGEMENT; 823 COMMERCE DR SUITE 350, OAK BROOK, IL 60523; 1-800-982-3276; INDIVIDUAL AND GROUP HEALTH INSURANCE SALES; INDEPENDENT CONTRACTOR; SINCE MARCH 2008; 5 HOURS PER MONTH AFTER MARKET HOURS; ACCESS TO BLUE CROSS BLUE SHIELD, HUMANA, AND UNICARE HEALTH PLANS. 3. UNITED LIFE INS CO; 118 SECOND AVENUE SE, PO BOX 73909, CEDAR RAPIDS, IA 52407-3909; 1-800-637-6318; SERVICE AGENT ONLY; INDEPENDENT BROKER; SINCE APRIL 2008; 3 HOURS PER MONTH OUTSIDE MARKET HOURS. 4. LOMAN-RAY INSURANCE GROUP; 1902 FOX DRIVE UNIT A, CHAMPAIGN, IL 61820; INSURANCE AGENT; HEALTH, FARM, CROP INSURANCE; STARTED JANUARY 2022; NON-INVESTMENT RELATED, 5 HOURS DURING AND 0 HOURS OUTSIDE OF MARKET HOURS. 5. CROP RISK SERVICES (CRS INC); 132 SOUTH WATER STREET, DECATUR, IL 62523; INSURANCE AGENT; CROP INSURANCE; STARTED JANUARY 2022; NON-INVESTMENT RELATED; 5 HOURS DURING AND 1 HOUR OUTSIDE OF MARKET HOURS; WILL BECOME GREAT AMERICAN INSURANCE GROUP (NOTIFIED AUGUST 2023). 6. ATHENS YOUTH SPORTS ASSOCIATION; PO BOX 64 ATHENS, IL 62613; YOUTH SPORTS PROGRAMS; TREASURER; BEGAN 01/2012; 1 HOUR PER MONTH OUTSIDE MARKET HOURS; NOT INVESTMENT RELATED; PAY BILLS, RECEIVED REGISTRATION FEES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-11
  • S66 Uniform Combined State Law Examination
    2002-04-11

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