Thomas C Block

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2018
  Anchor Financial Group A One America Agency
  Richmond, VA
• 09/2018 → 01/2019
  Wells Fargo Advisor
  Glen Allen, VA
• 02/2019 → 02/2019
  John Vanderhyde
  Richmond, VA
• 02/2019 → 04/2019
  John Vanderhyde
  Richmond, VA
• 03/2019 → 06/2020
  Northwestern Mutual Investment Services Llc
  Richmond, VA
• 06/2018 → 11/2018
  Independant Insurance Agent
  Midlothian, VA
• 04/2019 → 05/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2019 → 06/2020
  John Vanderhyde
  Richmond, VA
• 09/2020 → 10/2020
  Cuso Financial Services, Lp
  San Diego, CA
• 11/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2020-09-16 → 2020-11-02
  Cuso Financial Services, L.P.
  San Diego, CA
  Midlothian, VA
  Midlothian, VA
• 2019-03-06 → 2020-07-06
  Northwestern Mutual Investment Services, Llc
  Richmond, VA
• 2016-08-02 → 2018-06-12
  Oneamerica Securities, Inc.
  Midlothian, VA
• 2013-04-04 → 2016-05-06
  Mml Investors Services, Llc
  Fairfax, VA
• 2003-04-02 → 2013-03-22
  Ameriprise Financial Services, Llc
  Rockville, MD
  Centreville, VA
  Ashburn, VA
  Vienna, VA
  Vienna, VA
  Vienna, VA
  Vienna, VA

Other Businesses

1) INDEPENDENT INSURANCE AGENT, 1616 COLEHOLLOW DR, MIDLOTHIAN, VA,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/13/13, NIR, 0/YR- 0/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 11/03/20 3) DUNCAN ADVISOR RESOURCES, Midlothian VA 23113, 11/02/2020, W2 Employee, Employee (receive a W-2), NIR, 160 HR/MO - 160 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2003-03-08

Other Names

• Thomas C Block
• Thomas Courtney Block
• Thomas Block