Brian Christopher Doak

Current Employers

Employment History

• 02/2016 → Present
  Lpl Financial, Llc
  Arcadia, IN
• 02/2016 → Present
  Highpoint Advisor Group, Llc Dba Onpath Financial, Llc
  Arcadia, IN

Previous Registrations

• 2016-02-17 → 2021-12-31
  Highpoint Planning Partners
  Indianapolis, IN
  Downers Grove, IL
  Noblesville, IN
• 2015-08-11 → 2016-02-18
  Sanctuary Advisors, Llc
  Chicago, IL
• 2009-03-20 → 2015-08-11
  Sanctuary Securities, Inc.
  Indianapolis, IN
  Indianapolis, IN
• 2007-09-14 → 2009-03-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 2002-05-23 → 2007-09-19
  A. G. Edwards & Sons, Inc.
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1. 02/05/2016 - Pinnacle Insurance Consulting Group, LLC/ Non-Variable Insurance/ 10%/ Investment Related - At Reported Business Location(s) 2. 2/25/2016: HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 8 Hours Per Month - Time Spent 5% - IAR. 3. 03/03/2016 - Doak Financial - INV REL - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 85% TIME SPENT 4. 02/09/2017 - Doak Financial, LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 02/02/2016 - 160 hours per month/ 140 hours during trading - I provide investment advisory services through Highpoint Advisor Group, LLC,, an independent investment advisor firm. I started this business activity in Febuary 2017. I expect to spend approximately 160 hours a month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 09/11/2024 - Doak Farms, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-04-12

Designations

Other Names

• Brian Christopher Daok