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Matthew Dion

Wells Fargo Advisors Financial Network, LLC

Key West, FL

Alpharetta, GA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-06
  • GA RA
    APPROVED
    Since 2024-03-06

Branch Locations

626 Josephine Parker Road Suite 204, Key West, FL 33040 • United States

219 Roswell St Ste 150 [Satellite], Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 03/2024
Wells Fargo Advisors Financial Network, Llc Alpharetta GA 03/2024 Present
Previous Registrations
  • 2009-05-29 → 2024-03-04
    Wells Fargo Clearing Services, Llc
    Atlanta, GA
    Tucker, GA
    Atlanta, GA
    Atlanta, GA
    College Park, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Decatur, GA
    Roswell, GA
Other Businesses

MATT DION LLC; INV RELATED; ROSWELL, GA; 100% OWNERSHIP; START DATE 2/15/2024; 160 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-22
S63 Uniform Securities Agent State Law Examination 2007-10-26
  • S66 Uniform Combined State Law Examination
    2009-05-22
  • S63 Uniform Securities Agent State Law Examination
    2007-10-26
Other Names
  • Matt Bradley Dion
  • Matthew Bradley Dion

View on SEC IAPD

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