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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-10-23
MD RA APPROVED 2025-01-17
NY RA APPROVED 2021-08-16
TX RA APPROVED_RES 2020-10-07
MA RA APPROVED 2017-04-19
HI RA APPROVED 2017-03-28
SD RA APPROVED 2016-04-04
NV RA APPROVED 2016-03-24
AZ RA APPROVED 2014-01-23
NC RA APPROVED 2014-01-15
FL RA APPROVED 2014-01-09
CA RA APPROVED 2014-01-08
RI RA APPROVED 2013-07-26
DE RA APPROVED 2010-12-06
CT RA APPROVED 2010-06-30
NJ RA APPROVED 2010-06-30
PA RA APPROVED 2010-06-30
  • VA RA
    APPROVED
    Since 2025-10-23
  • MD RA
    APPROVED
    Since 2025-01-17
  • NY RA
    APPROVED
    Since 2021-08-16
  • TX RA
    APPROVED_RES
    Since 2020-10-07
  • MA RA
    APPROVED
    Since 2017-04-19
  • HI RA
    APPROVED
    Since 2017-03-28
  • SD RA
    APPROVED
    Since 2016-04-04
  • NV RA
    APPROVED
    Since 2016-03-24
  • AZ RA
    APPROVED
    Since 2014-01-23
  • NC RA
    APPROVED
    Since 2014-01-15
  • FL RA
    APPROVED
    Since 2014-01-09
  • CA RA
    APPROVED
    Since 2014-01-08
  • RI RA
    APPROVED
    Since 2013-07-26
  • DE RA
    APPROVED
    Since 2010-12-06
  • CT RA
    APPROVED
    Since 2010-06-30
  • NJ RA
    APPROVED
    Since 2010-06-30
  • PA RA
    APPROVED
    Since 2010-06-30

Branch Locations

52 South Union Suite 101, Williamsville, NY 14221 • United States

Greenlawn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Latham NY 04/2006 Present
Agia Houston TX 12/2022 Present
  • 04/2006 → Present
    Valic Financial Advisors
    Latham, NY
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-24
S63 Uniform Securities Agent State Law Examination 2003-06-12
  • S65 Uniform Investment Adviser Law Examination
    2010-06-24
  • S63 Uniform Securities Agent State Law Examination
    2003-06-12

View on SEC IAPD

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