Douglas Holmes Brindle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 06/2018
  Lpl Financial Llc
  Southborough, MA
• 08/2014 → 03/2022
  The Patriot Finanical Group, Llc
  Southborough, MA
• 06/2018 → 03/2023
  Securities America Inc.
  Westborough, MA
• 02/2022 → 03/2023
  Securities America Advisors
  Burlington, MA
• 03/2023 → Present
  Lpl Financial Llc
  Burlington, MA

Previous Registrations

• 2022-03-24 → 2023-03-03
  Securities America Advisors, Inc.
  Burlington, MA
• 2014-10-06 → 2022-03-01
  The Patriot Financial Group, Llc
  Walpole, MA
  Woburn, MA
  Burlington, MA
• 2013-07-15 → 2015-10-21
  Lpl Financial Llc
  Westborough, MA
  Chelmsford, MA
• 2011-03-04 → 2012-09-21
  Morgan Stanley
  Waltham, MA

Other Businesses

1) 02/14/2023 - Retirement Income Planning Associates - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 12/30/2024- Parcel Wealth- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 01/01/2025- 100 hours per month/ 4 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-03
• S63 Uniform Securities Agent State Law Examination
  2007-02-20