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Rachel Anne Fiedler

Tiaa-Cref Individual & Institutional Services, LLC

Niskayuna, NY

Latham, NY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-04
  • NY RA
    APPROVED
    Since 2026-05-04

Branch Locations

Niskayuna, NY • United States

30 Century Hill Drive Suite 300, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Latham NY 04/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Latham NY 04/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-04
S66 Uniform Combined State Law Examination 2008-01-28
S63 Uniform Securities Agent State Law Examination 2003-05-17
  • S65 Uniform Investment Adviser Law Examination
    2026-05-04
  • S66 Uniform Combined State Law Examination
    2008-01-28
  • S63 Uniform Securities Agent State Law Examination
    2003-05-17
Other Names
  • Rachel Anne Dorr
  • Rachel A Dorr
  • Rachel A Fiedler

View on SEC IAPD

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