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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21

Branch Locations

22021 Brookpark Rd Suite 113, Fairview Park, OH 44126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Cleveland - Division Of Fire Cleveland OH 06/1993 Present
John P. Ruddy - Accounting & Tax Services Cleveland OH 01/1996 12/2019
Cetera Advisors Llc El Segundo CA 01/2013 Present
Cetera Advisors Llc El Segundo CA 01/2013 03/2024
John Patrick Ruddy (Crd# 4494360) Rocky River OH 12/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/1993 → Present
    City Of Cleveland - Division Of Fire
    Cleveland, OH
  • 01/1996 → 12/2019
    John P. Ruddy - Accounting & Tax Services
    Cleveland, OH
  • 01/2013 → Present
    Cetera Advisors Llc
    El Segundo, CA
  • 01/2013 → 03/2024
    Cetera Advisors Llc
    El Segundo, CA
  • 12/2019 → Present
    John Patrick Ruddy (Crd# 4494360)
    Rocky River, OH
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2008-03-24 → 2010-03-29
    Dawson Wealth Management
    Cleveland, OH
  • 2003-05-15 → 2006-06-02
    Cleveland, OH
    Cleveland, OH
Other Businesses

1.NAME OF OTHER BUSINESS: WR TAXES, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX & ACCOUNTING, START DATE: 12/2019, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 12, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INCOME TAX PREPERATION 2. CITY OF CLEVELAND - DIVISION OF FIRE 1645 SUPERIOR AVE,CLEVELAND, OH 44114,START DATE - JUNE 1993, FIREFIGHTER, 156 HOURS/MONTH, 44 HOURS/MONTH DURING TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-18
  • S66 Uniform Combined State Law Examination
    2006-09-18
Other Names
  • John Patrick Ruddy
  • Jack Ruddy
  • John Patrick Ruddy

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