John Patrick Ruddy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1993 → Present
  City Of Cleveland - Division Of Fire
  Cleveland, OH
• 01/1996 → 12/2019
  John P. Ruddy - Accounting & Tax Services
  Cleveland, OH
• 01/2013 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 01/2013 → 03/2024
  Cetera Advisors Llc
  El Segundo, CA
• 12/2019 → Present
  John Patrick Ruddy (Crd# 4494360)
  Rocky River, OH
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-03-24 → 2010-03-29
  Dawson Wealth Management
  Cleveland, OH
• 2003-05-15 → 2006-06-02
  Mml Investors Services, Llc
  Cleveland, OH
  Cleveland, OH

Other Businesses

1.NAME OF OTHER BUSINESS: WR TAXES, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX & ACCOUNTING, START DATE: 12/2019, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 12, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INCOME TAX PREPERATION 2. CITY OF CLEVELAND - DIVISION OF FIRE 1645 SUPERIOR AVE,CLEVELAND, OH 44114,START DATE - JUNE 1993, FIREFIGHTER, 156 HOURS/MONTH, 44 HOURS/MONTH DURING TRADING HOURS

Exams

• S66 Uniform Combined State Law Examination
  2006-09-18

Other Names

• John Patrick Ruddy
• Jack Ruddy
• John Patrick Ruddy