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915 Highland Pointe, Suite 250, Roseville, CA 95678 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-07-23 |
Branch Locations
915 Highland Pointe Dr, Ste 250, Roseville, CA 95678 • United States
915 Highland Pointe, Suite 250, Roseville, CA 95678 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advent Capital Llc | Roseville | CA | 03/2013 | Present |
Kathryn Starbuck is individually licensed to act as a Life/Health Insurance agent in California since 2001. This business is conducted outside of Advent Capital LLC. Kathryn Anne Starbuck is a licensed insurance agent. From time to time, she may offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a RIA. Clients are in no way required to implement the plan through any representative of Advent Capital LLC in such individual's capacity as an insurance agent. This business is typically conducted outside of regular trading hours. She also serves as a volunteer Trustee of Lutheran Church of the Resurrection endowment committee. Time spent on this activity generally is outside of trading hours. She has served as a Trustee since 2017. This is a charitable, religious organization and Kathryn is a non-paid volunteer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-19 |
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