Nancy Ann Bohan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED_RES	2015-08-27

NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED_RES

Since 2015-08-27

Branch Locations

Garden City, NY • United States

One Jericho Plaza Suit 205, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Uniondale	NY	03/2015	Present

03/2015 → Present

Ubs Financial Services Inc.

Uniondale, NY

Other Businesses

LagreeNY / 27-11 23rd Ave Astoria,NY 11105 / Partnership/ Other Fitness Studio / a pilates studio / Partner / / None stricitly investment / Start Date 07/01/2017 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-01
S63	Uniform Securities Agent State Law Examination	2002-03-05

S66 Uniform Combined State Law Examination

2006-11-01
S63 Uniform Securities Agent State Law Examination

2002-03-05

Other Names

Nancy Ann Sorrentino

View on SEC IAPD