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Leila Dawson Vitale

Ubs Financial Services Inc.

Charlotte, NC

Rock Hill, SC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-12-08
TX RA APPROVED_RES 2014-06-04
NJ RA APPROVED 2014-05-22
  • NC RA
    APPROVED
    Since 2017-12-08
  • TX RA
    APPROVED_RES
    Since 2014-06-04
  • NJ RA
    APPROVED
    Since 2014-05-22

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Rock Hill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Short Hills NJ 05/2014 Present
Previous Registrations
  • 2006-01-12 → 2014-06-16
    J.P. Morgan Securities Llc
    Morristown, NJ
  • 2004-12-06 → 2006-01-23
    A. G. Edwards & Sons, Inc.
    Short Hills, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-28
  • S66 Uniform Combined State Law Examination
    2004-04-28
Other Names
  • Leila Dawson
  • Leila Mary Dawson
  • Leila Mary Vitale

View on SEC IAPD

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