Eric Pittman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-05-13

TX RA
APPROVED

Since 2008-05-13

Branch Locations

2510 Marsha Sharp Fwy, Lubbock, TX 79415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lubbock	TX	12/2007	Present
Bank Of America, N.A.	Lubbock	TX	12/2009	Present

12/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lubbock, TX
12/2009 → Present

Bank Of America, N.A.

Lubbock, TX

Other Businesses

I*664240 For profit or not for profit: Entity Charitable Name of outside business organization: Children's Miracle Network Investment related: N Address of business: Lubbock, Texas, 79415 Nature of business: Hospital or Healthcare System Position, title, association: Committee, Fundraising committee Start date of relationship: 12/7/2021 Number of hours devoted: 15 hour(s) Yearly Number of hours devoted during trading hours: 1 Duties: , Help raise money for Children's Miracle Network

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-08

S66 Uniform Combined State Law Examination

2008-05-08

Other Names

Eric Allen Pittman
Eric Allen Pittman

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