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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-12-07
  • WA RA
    APPROVED
    Since 2023-12-07

Branch Locations

Bonney Lake, WA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Belleview FL 08/2017 05/2019
Legend Advisory, Llc Belleview FL 05/2017 05/2019
Ae Wealth Management, Llc Topeka KS 05/2019 08/2020
Nature Coast Financial Advisors, Inc. Crystal River FL 05/2019 08/2020
Legend Equities Corporation Belleview FL 05/2015 05/2017
Keybank Newcastle WA 08/2020 11/2023
Key Investment Services Newcastle WA 09/2020 11/2023
Empower Financial Services, Inc Greenwood Village CO 12/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 12/2023 Present
  • 08/2017 → 05/2019
    Belleview, FL
  • 05/2017 → 05/2019
    Legend Advisory, Llc
    Belleview, FL
  • 05/2019 → 08/2020
    Topeka, KS
  • 05/2019 → 08/2020
    Nature Coast Financial Advisors, Inc.
    Crystal River, FL
  • 05/2015 → 05/2017
    Legend Equities Corporation
    Belleview, FL
  • 08/2020 → 11/2023
    Keybank
    Newcastle, WA
  • 09/2020 → 11/2023
    Key Investment Services
    Newcastle, WA
  • 12/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 12/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2021-08-23 → 2023-11-28
    Newcastle, WA
    Brooklyn, OH
    Tacoma, WA
    Renton, WA
    Renton, WA
    Newcastle, WA
    Newcastle, WA
  • 2019-06-13 → 2020-08-21
    Crystal River, FL
    Issaquah, WA
  • 2017-08-31 → 2019-05-20
    Belleview, FL
    Palm Beach Gardens, FL
  • 2017-05-30 → 2019-05-20
    Legend Advisory, Llc
    Belleview, FL
    Palm Beach Gardens, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-21
  • S66 Uniform Combined State Law Examination
    2017-05-21
Other Names
  • Maria Teresa Crisafulli
  • Maria Teresa Tomsey

View on SEC IAPD

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