James Clinton Parker

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1990 → Present
  Parker&Sons Farm
  Monroe, NC
• 04/2002 → Present
  The Vanguard Group, Inc.
  Charlotte, NC

Previous Registrations

• 2006-05-25 → 2017-11-15
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: LIMITED AGENT - FATHER INVESTMENT-RELATED: ADDRESS: MONROE, NC START DATE: 9/2020 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: LIMITED AGENT - MOTHER INVESTMENT-RELATED: ADDRESS: MONROE, NC START DATE: 9/2020 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: LIMITED AGENT - WIFE INVESTMENT-RELATED: ADDRESS: MONROE, NC START DATE: 03/2023 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-24
• S63 Uniform Securities Agent State Law Examination
  2002-03-04

Designations

• Certified Financial Planner