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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-11
TX RA APPROVED 2008-01-03
  • MI RA
    APPROVED
    Since 2010-05-11
  • TX RA
    APPROVED
    Since 2008-01-03

Branch Locations

250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Grand Rapids MI 05/1998 Present
Bank Of America, N.A. Grand Rapids MI 11/2009 Present
  • 05/1998 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Grand Rapids, MI
  • 11/2009 → Present
    Bank Of America, N.A.
    Grand Rapids, MI
Other Businesses

I*28008 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SMEDLEY DENTAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: ZEELAND, MICHIGAN 49464 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 8/2/2010 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GENERAL DENTISTRY I*36470 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 4 LEAF CLOVER VENTURES LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: ZEELAND, MICHIGAN 49464 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/3/2010 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS LLC IS HOLDING OWNERSHIP OF 2 BUILDINGS: ZEELAND, MI 49464 IN WHICH MY WIFES DENTAL PRATICE IS LOCATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-28
  • S66 Uniform Combined State Law Examination
    2000-11-28

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