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James Michael Liotta

Prominence Capital

Eagle, ID

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Current Employers
Prominence Capital

3405 W. Bavaria Street Suite 105, Eagle, ID 83616 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-18
ID RA APPROVED 2020-10-30
CA RA APPROVED 2013-01-18
  • TX RA
    APPROVED
    Since 2021-02-18
  • ID RA
    APPROVED
    Since 2020-10-30
  • CA RA
    APPROVED
    Since 2013-01-18

Branch Locations

3405 W. Bavaria Street Suite 105, Eagle, ID 83616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prominence Capital Los Angeles CA 10/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-14
S63 Uniform Securities Agent State Law Examination 2002-04-17
  • S65 Uniform Investment Adviser Law Examination
    2012-12-14
  • S63 Uniform Securities Agent State Law Examination
    2002-04-17
Designations

View on SEC IAPD

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Other Offices

CONTINUUM ADVISORY, LLC · EAGLE, ID
ASSUREDPARTNERS INVESTMENT ADVISORS · Eagle, ID
INDEPENDENT FINANCIAL GROUP, LLC · EAGLE, ID
FOOTHILLS CAPITAL MANAGEMENT, LLC · EAGLE, ID
LPL FINANCIAL LLC · EAGLE, ID
MOMENTUM INDEPENDENT NETWORK INC. · Eagle, ID
SIMPLE FINANCIAL, LLC · EAGLE, ID
PROSPERITAS FINANCIAL, LLC · Eagle, ID

More in Eagle, ID

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