Royce Jack Richards

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → Present
  Wood Richard & Associates
  Ogden, UT
• 06/1996 → Present
  Richards & Richards
  Ogden, UT
• 07/1996 → Present
  Willard Bay Ranch
  Ogden, UT
• 10/1998 → Present
  Acres Market
  Ogden, UT
• 06/2001 → Present
  Wfg
  Layton, UT
• 04/2002 → Present
  World Group Securities, Inc.
  Duluth, GA
• 09/2005 → Present
  Raymond James Financial Services, Inc.
  Ogden, UT
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Ogden, UT

Previous Registrations

• 2005-09-08 → 2009-01-02
  Raymond James Financial Services, Inc.
  Ogden, UT

Other Businesses

RICHARDS LAW FIRM PC, ATTORNEY, PRESIDENT ACRES MARKET INC., SECRETARY, GROCER

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-12