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404 Old Liverpool Rd, Liverpool, NY 13088 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-02-04 |
Branch Locations
404 Old Liverpool Rd, Liverpool, NY 13088 • United States
6200 Canyon Rim Road Suite 207C, Anaheim Hills, CA 92807 • United States
6200 E. Canyon Rim Road Suite 207C, Anaheim Hills, CA 92807 • United States
404 Old Liverpool Rd., Liverpool, NY 13088 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-04 |
Branch Locations
6200 E. Canyon Rim Road Suite 207C, Anaheim Hills, CA 92807 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Brea | CA | 11/2011 | 07/2018 |
| Ameriprise Financial Services Inc | Irvine | CA | 07/2018 | 05/2019 |
| Scf Securities Inc. | Fresno | CA | 05/2019 | 08/2019 |
| Scf Investment Advisors Inc. | Fresno | CA | 05/2019 | 08/2019 |
| Guardian Life Insurance Company | San Diego | CA | 10/2022 | 01/2023 |
| Park Avenue Securities | San Diego | CA | 11/2022 | 01/2023 |
| Unemployed | Anaheim | CA | 09/2019 | 10/2022 |
| Guardian Life Insurance Company | Costa Mesa | CA | 01/2023 | Present |
| Park Avenue Securities | Costa Mesa | CA | 01/2023 | 03/2023 |
| Summit Global Investments | Bountiful | UT | 03/2024 | 02/2025 |
| Ibn Financial Services Inc. | Liverpool | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-28 |
| S66 | Uniform Combined State Law Examination | 2002-04-04 |
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