Brad A Somma

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14
TX	RA	APPROVED_RES	2020-02-27

NY RA
APPROVED

Since 2021-06-14
TX RA
APPROVED_RES

Since 2020-02-27

Branch Locations

48 South Service Road Suite 400, Melville, NY 11747 • United States

24 Century Hill Drive Suite 105, Latham, NY 12110 • United States

330 Whitney Avenue Suite 600, Holyoke, MA 01040 • United States

41-60 Main Street Suite 303, Flushing, NY 11355 • United States

Wing Ming Building 2 Mott Street- 9Th Floor, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Melville	NY	10/2008	Present
Mml Investors Services, Llc	Melville	NY	01/2009	Present

10/2008 → Present

Massmutual Life Insurance Company

Melville, NY
01/2009 → Present

Mml Investors Services, Llc

Melville, NY

Other Businesses

BRAD SOMMA, INSURANCE AGENT..INV.REL: YES..ADDR: 6 LANDMARK SQ. STE. 7200 STAMFORD CT..NATURE: INSURANCE & FIXED ANNUITY SALES..POSITION: AGENT..START DATE: 08/2009..HRS/MO: 10..HRS/DURING TRADING: 5..DUTIES: SALES & SERVICE OF L/DI/LTC INSURANCE AND FIXED ANNUTIES FOR VARIOUS CARRIERS..

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-07-15

S63 Uniform Securities Agent State Law Examination

2002-07-15

View on SEC IAPD