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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-04-15
TX RA APPROVED 2025-04-14
  • LA RA
    APPROVED
    Since 2025-04-15
  • TX RA
    APPROVED
    Since 2025-04-14

Branch Locations

3815 Macarthur Blvd Suite 201, New Orleans, LA 70114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual New Orleans LA 08/2011 11/2019
Mml Investors Services Llc Metairie LA 08/2011 11/2019
Osaic Wealth, Inc. New Orleans LA 11/2019 Present
New Century Financial Group New Orleans LA 11/2019 Present
  • 08/2011 → 11/2019
    Massmutual
    New Orleans, LA
  • 08/2011 → 11/2019
    Metairie, LA
  • 11/2019 → Present
    New Orleans, LA
  • 11/2019 → Present
    New Century Financial Group
    New Orleans, LA
Previous Registrations
  • 2019-12-12 → 2025-12-31
    New Century Financial Group, Llc
    New Orleans, LA
    Princeton, NJ
  • 2011-09-13 → 2019-11-13
    Metairie, LA
    Metairie, LA
  • 2010-02-05 → 2011-09-13
    Metairie, LA
Other Businesses

1. President - McKendall Estates Home owners Association 2. ANGEL WEALTH STRATEGIES POSITION: FINANCIAL PLANNER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2019 ADDRESS: 3815 MacArthur Blvd., New Orleans LA 70114, United States DESCRIPTION: Financial Planning and insurance sales (Life, DI, and LTC). 3. AUDUBON COMMISSION POSITION: Cimmissioner NATURE: Audubon Nature Institute Non-profit which consist of the Zoo, Aquarium, Park and Riverview, Butterfly Garden and Insectarium, and Louisiana Nature Center INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2020 ADDRESS: 6500 MAGAZINE ST, NEW ORLEANS LA 70118, United States DESCRIPTION: Oversee the operations and facilities are being managed properly from both a logistics and financial standpoint. Vote on the improvements of the organization.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-20
  • S63 Uniform Securities Agent State Law Examination
    2012-12-20
Designations
Other Names
  • Xavier J. Angel-Polk

View on SEC IAPD

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