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Chad Robert Esposito

Charles Schwab & Co., Inc.

Omaha, NE

Lake Grove, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Lake Grove, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Islandia NY 02/2004 09/2018
Td Ameritrade, Inc. Sayville NY 02/2018 12/2023
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2023
Charles Schwab & Co., Inc. Lake Grove NY 01/2022 Present
  • 02/2004 → 09/2018
    Scottrade, Inc.
    Islandia, NY
  • 02/2018 → 12/2023
    Td Ameritrade, Inc.
    Sayville, NY
  • 02/2018 → 09/2023
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Lake Grove, NY
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Smithtown, NY
    Lake Grove, NY
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Sayville, NY
    Smithtown, NY
    Omaha, NE
    Lake Grove, NY
  • 2017-04-25 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-27
  • S66 Uniform Combined State Law Examination
    2018-07-27
Other Names
  • Chad Esposito

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
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