Christopher James Seeley

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-08-20
TX	RA	APPROVED_RES	2020-01-02
MA	RA	APPROVED	2018-11-20

FL RA
APPROVED

Since 2021-08-20
TX RA
APPROVED_RES

Since 2020-01-02
MA RA
APPROVED

Since 2018-11-20

Branch Locations

Marco Island, FL • United States

2 Granite Ave., Milton, MA 02186 • United States

200 North Main St., West Bldg. Ste. 1203, East Longmeadow, MA 01028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	11/2018	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	11/2018	Present
Ohanesian/Lecours, Inc.	West Hartford	CT	06/2009	Present

11/2018 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
11/2018 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
06/2009 → Present

Ohanesian/Lecours, Inc.

West Hartford, CT

Previous Registrations

2005-08-08 → 2018-12-14

Ohanesian / Lecours, Inc.

Springfield, MA

West Hartford, CT

Springfield, MA

West Hartford, CT

Milton, MA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2018 AS ADVISORY REP OF A RIA. INV REL, 80 HRS/MO - 80 HRS/MO TRADING. 2) SEELEY CAPITAL MANAGEMENT INC, 1500 MAIN ST STE 1502, SPRINGFIELD, MA, 11/01/2002. SETTLEMENT PLANNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR, 80 HRS/MO - 80 HRS/MO TRADING. 3) SEELEY HOWARD PRIVATE WEALTH, 1500 MAIN STREET,1502, PO BOX 15267 SPRINGFIELD, MA, 01/2019, CEO, DBA, INV REL, 160 HRS/MO - 48 HRS/MO TRADING. 4) OSJ PARTNERS, LLC, CORPORATE CENTER WEST, 433 SOUTH MAIN STREET, STE 104, WEST HARTFORD, CT, 10/2020, CEO, BRANCH OFFICE, INV REL, 100 HRS/MO - 48 HRS/MO TRADING. 5) NEAA, LLC, 1500 MAIN STREET 1502, PO BOX 15267, SPRINGFIELD, MA, 11/07/20, MEMBER, 80 HRS/MO - 80 HRS/MO TRADING. 6) ISFP, LLC, 1500 MAIN STREET 1502, PO BOX 15267, SPRINGFIELD, MA, 06/08/13, NIR, 80 HRS/MO - 80 HRS/MO TRADING. 7) ACT, LLC, 874 WALKER RD, STE C, DOVER, DE, 01/09/17, NIR, 80 HRS/MO - 80 HRS/MO TRADING. 8) 200 N MAIN ST PARTNERS, 200 N MAIN ST, SUTE 1203, EAST LONGMEADOW, MA 01028, 12/2021, CO-OWNER, REAL ESTATE, NIR, 1 HR/MO - 0 HRS/MO TRADING. 9) WALDMAN FINANCIAL ADVISERS, 5901 Turkey Oak Road, N. Chesterfield VA 23237, United States, 01/01/2024, Owner, Using a Trade Name / DBA, INV REL, 1 HR/MO - 0 HRS/MO TRADING. 10) SHIPPS LANDING CONDOMINIUM, 1090 South Collier Blvd, Marco Island FL 34145, United States, START DATE 01/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 10 HR/MO, 0 HR/MO TRADING.